| Fund | Symbol | Investment Type |
Large Notify |
Initial Investment Minimum 1 |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| SWAN DEFINED RISK A | SDRAX | N/A | USD 1,000,000,000 | USD 2,500 | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK I | SDRIX | N/A | USD 1,000,000,000 | USD 100,000 | No Load | CLASS I | Yes |
| SWAN DEFINED RISK EMERGING MARKETS A | SDFAX | N/A | USD 1,000,000 | USD 2,500 | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK EMERGING MARKETS I | SDFIX | N/A | USD 1,000,000 | USD 100,000 | No Load | CLASS I | Yes |
| SWAN DEFINED RISK US SMALL CAP I | SDCIX | N/A | USD 5,000,000 | USD 100,000 | No Load | CLASS I | Yes |
| SWAN DEFINED RISK FOREIGN DEVELOPED I | SDJIX | N/A | USD 5,000,000 | USD 100,000 | No Load | CLASS I | Yes |
| SWAN DEFINED RISK US SMALL CAP A | SDCAX | N/A | USD 5,000,000 | USD 2,500 | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK FOREIGN DEVELOPED A | SDJAX | N/A | USD 5,000,000 | USD 2,500 | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK GROWTH A | SDAAX | N/A | USD 1,000,000 | USD 2,500 | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK GROWTH I | SDAIX | N/A | USD 1,000,000 | USD 100,000 | No Load | CLASS I | Yes |
Notes: